The Statewide Financial Internal Controls Program is currently unstaffed effective November 1, 2010.

The information on this webpage will remain available for use; however it will not be regularly updated. If you have questions or concerns regarding the content of this webpage, please send a message to Web Site Feedback.  

Financial Emergency Management (pdf)

Supplemental Materials:

 

ARRA Self-Assessment Tool 

 

OMB Circular A-133 Compliance Supplement Part 6 - Internal Controls (pdf)

 

OMB Circular A-133 Compliance Supplement Appendix VII - ARRA (pdf)

 

OMB Circular A-133 Compliance Supplement Addendum #1 (pdf)

 

Techniques for Monitoring Federal Subawards (available from Thompson Publishing Group: www.thompson.com)

 

Current Topics In Grant Management: Key Issues In Managing Federal Awards (available from Thompson Publishing Group: www.thompson.com) 

Appendix A - Levels of System Access and Potential Risks (doc)

Appendix B - IT General Control Objectives for Financial Reporting (doc)

Appendix C - IT Application Control Objectives for Financial Reporting (doc)

Appendix D - A Model Internal Control Plan (doc)

Appendix E - Example Employee Survey on Agency Culture and Personnel Policies (doc)

Appendix F - Example of Management Inquiries Regarding Entity Level Controls (doc)

Appendix G - Example Questions for Individuals or Focus Groups (doc)