Financial Regulation

​​​Life settlement provider

The state licenses companies and individuals (“providers”) who solicit and/or negotiate life settlement contracts. A life settlement contract is between a life settlement provider and a person holding a life insurance policy. The contract provides that the provider buys the beneficiary’s rights to the person’s life insurance policy.

Laws/rules governing life settlement provider


  • Application:  Word  |  PDF  
  • Renewal: An invoice will be sent annually around the anniversary date of your license providing instructions for renewal   
  • Form Filing Information​ 
  • Life Settlement Broker Appointment/Affiliation Notice: Word  |  PDF  
  • Life Settlement Provider, Appointment of Insurance Commissioner for Legal:  Word  |  PDF  
  • Life Settlement Provider Bond  Service:  Word  |  PDF  



Linda Rothenberger