Occupational Therapy Services for Children and Youth in Education
and Early Childhood Programs Regulated by Federal Laws
Definitions: This rule applies to all occupational therapy practitioners who
include both occupational therapists and occupational therapy assistants as
defined in OAR 339-010-0005. All other rules regarding Occupational Therapy
practitioners apply notwithstanding what is found in these rules as they apply
to practitioners in the education setting.
“Children and youth” refers to a child or student determined to be eligible for
services under IDEA or Section 504. Part B under IDEA describes requirements
for the provision of special education services for preschool and school-age
children and youth, ages 3 through 21 years. Part C, or the early intervention
program, focuses on services for infants and toddlers with disabilities and their
families. Section 504 and the Americans With Disabilities Act (ADA 1990) define
a person with a disability as “any person who has a physical or mental
impairment that substantially limits one or more major life activities…” and
require a public school system to provide needed accommodations or services.
“Service plans” document the program of services and supports necessary to meet
a child’s developmental or educational needs under the IDEA. These specify
the need for occupational therapy services and include: the individualized
family services plan (IFSP) for infants, toddlers and preschoolers; the
individualized education plan (IEP) or a Section 504 Plan for school-age youth.
“Educational or developmental goals” are developed collaboratively by a
multi-disciplinary early intervention or educational team, which includes an
occupational therapist as a related service provider, when areas of
occupational performance have been identified.
“Natural environment” refers to the most appropriate setting for the child to
develop the skills needed for occupational performance.
“Educational environments” refers to home; community; day care; preschool, or
the general and special education settings.
“Evaluation” is the process of gathering information to make decisions about a
student’s or child’s strengths and educational or developmental needs.
“Assessments” are the specific methods or measures used to gather data for the
The Occupational Therapy Process:
Evaluation: The occupational therapist is responsible for the occupational
The occupational therapist selects assessment methods that focus on identifying
factors that act as supports or barriers to engagement in occupations. The
initial occupational therapy evaluation should include analysis of the child’s
ability to access the natural or educational environment for learning.
The occupational therapist must participate in decisions about the need for
occupational therapy services, development of functional, measurable goals and
determining which educational or developmental goals occupational therapy will
The occupational therapist determines the types, frequency and duration of interventions,
as well as accommodations and modifications of the environment.
Screening to determine the need for an occupational therapy evaluation does not
constitute initiation of occupational therapy services.
Intervention: The occupational therapy practitioner may implement occupational
therapy services, along a continuum, which may include the following:
Direct intervention is the therapeutic use of occupations and activities with
the child present, individually or in groups.
Consultation is collaborative problem solving with parents, teachers, and other
professionals involved in a child’s program.
The education process is imparting generalized knowledge and information about
occupation and activity and does not address an individual child’s specific
Outcomes: The occupational therapist should review the intervention on an
ongoing basis and dependent on the child’s response, modify as needed.
Delegation of therapeutic activities:
The occupational therapy practitioner may instruct others, such as educational
or daycare staff, to carry out a specific activity or technique designed to
support the child’s the performance.
The designated person must be able to demonstrate the technique as instructed,
recount the restrictions, safety factors and precautions.
The occupational therapy practitioner is responsible for ongoing monitoring of
the trained person and modifying the procedures based on outcomes and other
When considering the delegation of techniques the child’s health and safety
must be maintained at all times.
The occupational therapy practitioner must document evaluation, goals,
interventions and outcomes if they are not included in the service plan.
Documentation should reflect the child’s current status, progress towards
goals, response to interventions, and strategies that were promising or
The occupational therapist should utilize a method of data collection that
allows for concise and accurate recording of intervention and progress.
The occupational therapy practitioner is responsible for the analysis of data
collected to verify progress and the documentation of their own activities to
accomplish the goals.
School records shall be kept for a minimum of seven years.